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Nancy Lininger  

brokerage and investment advisory

Go to the top of your career by making the right marketing moves. Avoid taking chances with compliance and stay out of jail. Nancy Lininger conducts Marketing workshops that teaches good compliance and Compliance meetings that shows how to market right. Nancy calls herself a “Professional Weightlifter.” She lifts the burden of compliance and marketing off your shoulders. With her broad-based background from Stockbroker to Compliance Officer, and working in the brokerage and investment advisory fields, Nancy shares real life experience from the trenches. In addition to speaking, her consulting clientele is exclusively broker/dealers and investment advisors. The author of how-to guides, Nancy is often quoted in the trade journals and speaks on Success Strategies, Marketing, and Compliance. TOPICS Marketing/ Success Strategies Practice Management Compliance The State of the Industry in the Aftermath of the BD Rule


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